Detailed Rules and Regulations for the Implementation of the Regulation on Administration on Technology Import Contracts of Peoples Republic of China (1)

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Detailed Rules and Regulations for the Implementation of the Regulation on Administration on Technology Import Contracts of Peoples Republic of China (1)

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【字体：小大】

更新时间：2007-5-2

1988.01.20
MINISTRY OF FOREIGN ECONOMIC RELATIONS & TRADE
　 DETAILED　 RULES　AND　REGULATIONS　FOR　THE　IMPLEMENTATION　OF　THE
REGULATIONS　ON　ADMINISTRATION　OF　TECHNOLOGY　IMPORT CONTRACTS OF THE
PEOPLE'S REPUBLIC OF CHINA
　(Approved　 by　the　State　Council　on December 30, 1987, Promulgated
by　the　Ministry of Foreign Economic Relations and Trade on January 20,
1988)
　@@　 Article　 1.　 The　 present　set of regulations is formulated in
accordance　with　 the　stipulation of Article 12 of the "Regulations on
Administration　of Technology　Import Contracts of the People's Republic
of China" (hereinafter referred to as the "Regulations").
　@@　 Article　 2.　Hereunder-listed technology import contracts signed
between　 the　　recipient　 and　 the　 supplier　 and　 specified　 in
Article　 2　 of　 the　"Regulations"　shall　apply　for examination and
approval　from　the　competent　authority　 in　 accordance　 with　 the
"Regulations"　 and　 the　present　set of Regulations regardless of the
country　or　region where the supplier belonged, source of funds and way
of payment by the recipient:
　(1)　 Contracts　 for transferring or licensing of industrial property
rights:　Contracts　for transferring or licensing of industrial property
rights　refer　to　 those　 for　 transferring　or　licensing　of rights
relating　to invention patents,　new　utility　model　patents,　exterior
design　 patents　 as　 well　as　trademarks　but　excluding　those　for
transferring of pure trademarks.
　(2)　 Contracts　 for　licensing　of technical know-how: Contracts for
licensing　of　 technical　know-how　refer　to　those　for　provision or
impartment　of　a　certain　technical　knowledge which has not been made
public　and is used for manufacturing　a　certain product, or applying a
certain　technology,　as　well　as　 a　 product　 design,　 a technical
process,　a　formula,　quality control and management　skills　and　such
technical　 knowledge　has　not　yet　obtained　the　legal protection of
industrial property rights.
　(3)　 Contracts　 for　 technical　services:　Contracts　for technical
services　refer　 to　 those　 contracts　 under　 which　 the　supplier
provides　services　or　consultations　 to　 the　 recipient　 with　its
technology　to　achieve　a specific goal.　That may include contracts of
feasibility　study　or　engineering　design conducted　by　the　supplier
under　 an　appointment　or　cooperation agreement with　the　recipient,
those　 for　provision　of　technical　services　by　foreign　geological
exploration　or　engineering team(s) employed by the recipient and those
for　 provision　of　services or consultations by the supplier entrusted
by　　the　 recipient　on　the　enterprise's　technical　transformation,
improvement　of　 production　 technology　or product design and quality
control　 as　 well　 as　the　　enterprise's　 management　 etc

.　 (but
excluding　 those　 for　 employing　foreigners　to work for the Chinese
enterprise as a staff).
　(4)　 Contracts　for　co-production and co-design that contain any one
of　the　contents　 as　 transferring　 or　 licensing　 of　 industrial
property　rights, licensing of technical know-how or technical services;
　(5)　 Contracts　 for　importing complete set of equipment, production
line　and　key　 equipment　that　contain　any　one　of　the contents as
transferring　or　licensing　of industrial property rights, licensing of
technical know-how or technical services;
　(6)　 Other　 technology　 import　 contracts　 which　 need　 to　 go
through　 the　procedure　 of　examination　and　approval　in　the　view
of　the　competent authority.
　@@　 Article　 3.　To　import　technologies,　companies,　enterprises,
institutions　or　 individuals　 who　 have　no　right　to do technology
import　business with foreign　suppliers　shall　entrust,　with a letter
of　commission,　those　with　the　said　right　to　sign　the technology
import contracts with the foreign suppliers on their behalf.
　@@　 Article　4. Technology import contracts signed by Chinese-foreign
equity　joint　　ventures,　　Chinese-foreign　　co-operative　 ventures
and　　wholly　foreign-owned　 enterprises　(hereinafter　referred to as
"foreign　investment enterprise(s)")　established　in　the　territory of
the　People's　Republic　of　China　 for　 acquiring　technologies　from
suppliers,　 shall　 go　through　the　procedure　 of　 examination　and
approval　 in　accordance　with　stipulations　of　the　present　set　of
Regulations.
　The　　foreign　　investors　 of　 a　 foreign　investment　enterprise
take　 the　industrial　 property　 rights　 or　 technical　know-how as
equity　share may be dealt　with in accordance with the related laws and
regulations of the State on foreign investment enterprises.
　@@　 Article　 5.　 The　 competent　 authorities　for　examining　and
approving　technology　 import　 contracts　are　the Ministry of Foreign
Economic　Relations　and　 Trade　 (hereinafter　 referred　 to　as　the
MOFERT)　 and　 those　 MOFERT　authorized　foreign　economic　relations
and　trade departments, commissions, bureaus　and　other　administrative
organs　 of　provinces,　autonomous　regions,　municipalities　 directly
under　the　Central　government,　coastal open cities, special　economic
zones　 and　 cities　 which have their independent economic development
plans　 and　 are　 under　the　administration　of　a　certain　province
(hereinafter referred to as the Approval Authority).
　@@　 Article　 6.　 Technology　import　contracts　of different status
shall　be examined　and approved by the corresponding Approval Authority
in accordance with the following stipulations:
　(1)　 Technology　 import　 contracts　whose　feasibility　studies are
approved　by　ministries/commissions　of　or　departments directly under
the State Council shall b

e examined and approved by the MOFERT.
　(2)　 Technology　 import　 contracts　whose　feasibility　studies are
approved　by　the　 people's　 governments　 or　 other　authorized　and
responsible　organs　of provinces,　autonomous　regions,　municipalities
directly　under the Central government,　coastal　open　cities,　special
economic　zones　and　cities　which　have　 their　independent　economic
development　 plans　 and　are　under　the administration　of　a certain
province　shall　be examined and approved by the corresponding　Approval
Authority.　 If　 a　 technology　 import　 contract　is　signed　by　 a
trans-regional　 company　 on　 a　commission basis, the contract signed
shall　 be　 examined　 and　 approved　 by　 the　Approval Authority of
where　the　commissioned　 company　 signed　 the　contract　subject　to
consent　 from　the　Approval　 Authority　 of　where　the　assignor　is
located.　After approval is granted,　the　Approval　Authority　of where
the　 commissioned　 company　 signed　the　 Contract　 shall　 send　 a
duplicate　 of　the　Approval　Certificate　to the Approval Authority of
there　the　assignor　is　located　for　the　record. However, technology
import　　contracts　 signed　 by　 companies　 in　 Beijing　(excluding
companies　　which　　are　　directly　　under　　the　 jurisdiction　of
Beijing　Municipality)　 on　a commission basis from an assignor outside
Beijing shall be examined and approved by the MOFERT.
　(3)　 Technology　 import　 contracts　 signed　by　foreign investment
enterprises　for　 acquiring　 technologies　 from　suppliers　are to be
examined　and　approved　by　 the　 MOFERT　 If　 the foreign investment
enterprises　 are　 established　with　the　 approval　 of　 ministries/
commissions　of or departments directly under the　State　Council. Other
foreign　investment　enterprises' technology import contracts　shall　be
examined　and　approved　by　the　respective　Approval Authority.
　@@　 Article　 7.　 The　 following　 items　shall　be　specified in a
technology import contract:
(1) Name of the contract;
　 (2)　　Contents,　 scope　 and　 requirements　of　the　goal-directed
to-be-imported technology;
　(3)　 Criteria,　 time-limits　and measures for goal-reaching checking
purposes　of　　the　　to-be-imported　technology　and　the　undertaking
of　risks　and responsibilities;
　 (4)　　 Confidentiality　　obligations　　for　　the　 to-be-imported
technology, ownership and the sharing of the improved parts;
(5) Price or pay in total, break-down prices and terms for payment;
　(6)　 Measures　 on　how　to　estimate　an　amount for compensation in
case of violation of contract;
(7) Methods for solving disputes, and
(8) Interpretations for terms and phrases.
　Appendices　 relating　to　the　implementation　of the contract can be
considered　as　 an　 integral　part　of　the technology import contract
subject to agreement of the two parties concerned.
　 @@　　Article　　8.　 Technolo

gy　 import　 contracts　 relating　 to
transferring　or　licensing　of　patent　or trademark rights obtained in
China　 shall　 state　the　related　　patent　　numbers　　or　　patent
application　　numbers,　 trademark　registration　numbers　and shall be
attached　with　samples.　If　they　belong to ones　for　transferring　a
certain　 patent,　 they　 shall　be　recorded in the Patent　Office　in
accordance　 with　 stipulations　of　the　"Patent　Law　of the People's
Republic　of　China".　If　they　belong　to ones for licensing a certain
trademark,　 they　 shall　 be　 recorded　 in　the　Trademark Office in
accordance　with　stipulations　of　the　"Trademark　Law of the People's
Republic of China".
　@@　 Article　 9.　The　supplier　shall　ensure　that　the　technology
or　data　documents　 it　provided　are　complete,　accurate,　effective
and　capable　of　accomplishing　 the　technical　targets　specified　in
the　technology　import contract.　The　time-limit　for　the delivery of
the　said　documents　shall　be able　to　accommodate　the　progress　of
the engineering work planned by the recipient.
　@@　 Article　 10.　 Prices　 of　 raw　 materials,　 spare　 parts or
equipment　the　recipient　needs　to　import　from　the supplier for the
imported　technology　shall　 not　 be　 higher　 than　those of similar
products in the international market.
　@@　 Article　 11.　 The supplier shall ensure that it is the rightful
owner　of　the　 technology　provided or it has the right to transfer or
license　the　said　technology.　 If　 the　 recipient　 is　accused　of
infringement　by a third party when　 producing　 or　 selling　products
which　 are　manufactured　by　the transferred　or　licensed technology,
the　supplier　is　responsible　for　coping　with　 the　lawsuit. If the
infringement　 accused　by　the　third　party　comes　into　being,　 all
economic　losses　that　the　recipient　may suffer shall be borne by the
supplier.
　

上一篇范本： Implementing Regulations of the Law of Technology Contracts of the Peoples Republic of China (5)

下一篇范本： Detailed Rules and Regulations for the Implementation of the Regulation on Administration on Technology Import Contracts of Peoples Republic of China (2)

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